Job Description:
This role is responsible for supporting the IB&M business in managing its regulatory obligations, providing advice on systems, processes, and controls to ensure compliance with obligations and risk management.
* Develop and implement a risk approach and control environment across IB&M, divisions, and global locations.
* Monitor adherence to regulatory obligations and manage remediation activities.
* Work with Line 2 to support IB&M global locations in meeting Group requirements.
* Establish and maintain relationships with stakeholders from CBA Group and IB&M functions.
* Complete Compliance Self-Assessments for IB&M BUs.
* Coordinate compliance and regulatory attestations for teams across domestic and global locations.
* Conduct thematic reviews and compliance incident reporting for IB&M.
* Review the effectiveness of design and operation of IB&M regulatory controls.
* Build an understanding of the Group's compliance risk framework and global regulatory requirements.
* Assess and manage the impact of BU strategic objectives on obligations and licensing requirements.
* Support the IB&M business with compliance incident management and data breach assessments.
* Design, document, implement, and embed business processes, procedures, and controls to ensure compliance.
* Contribute to remediation activities for IB&M-wide critical risks.
Requirements:
* Experience in risk, compliance, and banking products.
* Solid understanding of applicable regulatory requirements in Australia and other global locations.
* Pro-active outcome-focused approach and ability to work autonomously.
* Strong organisational skills and ability to deliver a program of work.
* Ability to develop constructive working relationships with stakeholders.
* Strategic and conceptual thinking and problem-solving skills.
* Excellent written and oral communication skills.
* Knowledge of risk management and/or compliance in a financial services setting.