Sydney Wealth Management Contract or Temporary
Our client is a global financial services firm with a strong presence in Australia. This role sits within the Wealth Management business and ensures operational risks remain within acceptable limits on an initial contract basis.
Key Responsibilities:
* Conduct ongoing surveillance of key controls implemented by the Investment Solutions team to ensure they operate as intended.
* Identify and provide guidance/solutions to the Head of Investment Solutions on risk issues, ensuring timely resolution.
* Prepare Key Risk Indicator reporting for Executive Management, providing critical insights into potential risks.
* Manage the implementation of action plans from incidents, reviews, or audits to prevent recurrence.
* Conduct gap analyses on processes and procedures performed by the business unit, identifying areas for improvement.
* Ensure Investment Solutions policy and procedure documentation undergoes ongoing review to maintain compliance.
* Assist with the annual Risk and Control Self-Assessment program, contributing to the organization's risk management efforts.
Required Skills:
* 3-4 years of First Line of Defence Ops risk experience in financial services, with a strong understanding of operational risk management.
* University degree in Finance, Business, or Economics (or related field) preferred but not essential.
* Recognized industry qualifications (e.g., ASIC RG 146, ASX Accredited Derivatives Adviser) are desirable but not mandatory.