Wealth Management Role
About the Job
A global tier-one Wealth Management firm is seeking an experienced KYC Periodic Review Associate to join their Sydney or Melbourne Account Management Team on a 12-month contract.
Key Responsibilities
* Support operational processes for CIP KYC and PEP reviews, including reviewing client documentation and escalating regulatory concerns.
* Escalate high-risk accounts for Global Financial Crimes (GFC) signoff and review accuracy of values impacting client's Money Laundering/ Terrorism Financing (ML/TF) risk.
* Engage with Sales teams to share KYC and ML/TF guidance and ensure periodic review and relevant approval records are retained properly.
Requirements
* Bachelor's degree or equivalent education/experience required.
* At least 3 years' experience in the financial services industry, ideally with Risk and Compliance experience.
* Understanding of global AML/KYC standards, particularly Australian and UK-FSA requirements.
* Strong analytical and organisational skills, as well as excellent communication skills.
* Ability to work independently and as part of a team in a dynamic environment.
Compensation
$470-525 per day plus super, depending on prior experience.