Compliance & Risk (Banking & Financial Services)
Overview:
Our client seeks a Head of Risk & Compliance to lead risk, compliance, and regulatory management. The role, working closely with a high performing legal team, involves oversight of all risk management, regulatory matters, and management.
Key Responsibilities:
* Oversee all risk, compliance, and regulatory affairs.
* Maintain and update risk, compliance, and regulatory documentation and manage the risk and compliance committee meetings.
* Act as Compliance Officer, Privacy Officer, and AML/CTF Officer, and conduct regular staff training on risk and regulatory topics.
* Oversee whistleblower arrangements, manage conflicts of interest, and ensure accurate reporting for ESG and UNPRI requirements.
Accountabilities:
* Manage the Risk Management Framework and risk registers.
* Ensure compliance with prudential obligations and organizational competence, training staff on breach reporting obligations.
* Keep regulatory documents updated and lead committee meetings, providing comprehensive agendas and minutes.
Qualifications & Skills:
* Bachelor’s degree in law, finance, or economics with 8-10 years of industry experience within a leading insurer/bank or investment/private credit provider.
* Expertise in regulatory frameworks, strong analytical skills, professional communication, and problem-solving abilities.
* Strong business acumen, collaborative teamwork skills, and self-motivation.
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