Job Description
Role Overview:
We are seeking an experienced Australia Compliance and Risk Officer to establish and maintain a robust compliance program supporting financial services and financial markets products.
1. Oversee the Australia regulatory compliance and AML/CFT program under the AFS License.
2. Collaborate with Regulatory Authorities and manage ASIC filing and reporting for financial and FX institutional brokerage services.
3. Establish, implement, and monitor compliance policies and procedures, particularly related to AML/CFT laws and AUSTRAC requirements.
4. Manage customer onboarding, enhanced due diligence, risk profiling, sanction screening, transaction monitoring, SMR and IFTI reporting.
5. Provide oversight for the code of conduct and AFCA complaint handling compliance programs.
6. Collaborate with the Global Compliance Team to marry local regulations with group policy.