Sydney Wealth Management Role
A Tier 1 global wealth management advisory firm is seeking an experienced candidate to manage a team of Associate Advisers and provide front office and risk support to the business in their Sydney office.
Key Responsibilities:
* Team Leading, mentoring, training, recruitment and onboarding the Associate Advisers in the Sydney office
* Enhancing procedures and processes for the Associates
* Supporting the First Line risk activities such as maintenance of risk and control registers, and incident management
* Maintain client advice processes and documentation
* Assist with Front office Remediation projects
* Front office support, onboarding advisers to the business
Qualifications/Experience Required:
* Minimum of 4 years' experience in a similar role within Stockbroking / Wealth Management sector – ideally with prior Dealer Assistant / Associate adviser experience, combined with some risk, KYC, Admin support and / or team leading etc.
* RG146 accreditation or equivalent
Experience and Competencies Desired:
* Degree qualified in finance or related disciplines desirable.
* Anti-Money Laundering/Know Your Client experience an advantage.
* Excellent customer service skills, including written and verbal communication with an ability to influence.
* Resourceful, self-starter with high work standards and willingness to learn.
* Strong Microsoft office skills – including Excel, PowerPoint, Word.
* High level of attention to detail and accuracy with a focus on compliance.
* Exceptional organisational and prioritisation skills, able to multi-task effectively in a fast-paced environment.