Direct message the job poster from Lawson Delaney
Recruitment Manager @ Frontier | Recruitment, Retention and Development
Risk and Compliance Manager
Financial Services Risk and Compliance role offering a supportive environment, stability and career growth.
Under the direction of the Head of Risk & Compliance, you will offer guidance on the implementation and improvement of enterprise risk and compliance frameworks and associated policies.
You will play a vital role in assisting all business areas to identify and evaluate risks and regulatory requirements, as well as design and implement controls to manage these risks effectively.
The Firm
* Well-regarded, mid-sized professional services firm with offices throughout Australia.
* The firm has AFSL obligations, and the successful candidate will gain visibility across all areas of financial services risk and compliance.
* Head Office is in Melbourne where you will be based as the role partners directly with senior leadership and board-level decision-makers giving the successful candidate excellent development opportunities.
The Role
* Assist in the adoption and implementation of risk culture and risk appetite throughout the business.
* Enhance and implement risk and compliance frameworks, working with the business on related policies.
* Advise all business areas on identifying and assessing risks, regulatory requirements, and implementing controls.
* Maintain training programs to enhance business knowledge of risk and compliance best practices.
* Prepare regular reports for senior leadership and the Risk Committee.
The Person
* Extensive experience in risk and compliance role within the financial services industry.
* Solid understanding of investment products, financial advisory services, and professional services.
* Excellent communication skills with the ability to listen, assess business risks, and deliver tailored risk management solutions.
For more information please apply via the advert or message David May | LinkedIn
Seniority level
* Mid-Senior level
Employment type
* Full-time
Job function
* Legal, Analyst, and Finance
Industries
* Financial Services, Investment Advice, and Investment Management
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